The Future of Financial Regulations: Balancing Risk and Reward


April 14, 2010
Noon to 1:30 PM
Korn Hall - Anderson School of Management
Reception to follow

A discussion on how to balance financial risk and reward in an atmosphere of a near market meltdown that has caused an erosion of trust in financial institutions and the federal government. Representatives from industry, academia, and government will have a dialogue on the future of new regulations for Wall Street and whether or not this type of financial crisis could happen again.

Moderator: Dr. Michael Brennan

Panelists:
  • Taylor Adams, Deputy Head of Market Risk, Union Bank N.A
  • Dr. Gregg Berman, SEC Senior Policy Advisor to the Director, Division of Risk, Strategy & Financial Innovation
  • Joseph McCarthy, Senior Vice President & Regional Director, FINRA's West Region
  • Dr. Lynn A. Stout, Paul Hastings Professor of Corporate & Securities Law
  • Dr. Judy Posnikoff, Founding Member & Managing Director, Pacific Alternative Asset Management Company, PAAMCO